Encounters with Illustration Processes, or “What Did You Do on Your Summer Vacation?”

Remember being asked the, “What did you do on your summer vacation?” question at the beginning of each new school year?  And usually being hard-pressed to come up with a “good” answer?  Here’s a possible answer for one grown-up in 2017… Imagine being in a postgraduate-level class held at a leading American university with fellow professionals, some of them tenured faculty members, and making pictures of various types… And liking it…  And learning a lot in the process…

Original wood-engraved block used to print upper wrapper of McLoughlin Brothers’ “Little Pet’s Picture Alphabet.” New York: McLoughlin Bros, [1875?]. (Cotsen 32858)

No, this is not the Cotsen Blog’s April Fool’s Day posting!  And the classwork was definitely not quite as simple as “making pictures” either.  But in a recent class on “Book Illustration Processes” at “Rare Book School,” a program held each summer at the University of Virginia’s main Charlottesville campus, not far from the Thomas Jefferson-designed “Lawn” and Academic Village, we did get to make wood-engravings, metal-cut engravings, and drypoints, as a complement to five days of 8:30 am to 5 pm classes, lectures, and presentations, and lots of scholarly reading.  (Definitely not a leisurely “vacation”!)  And in the process of putting reading into practice, we did  learn a lot about the differences between these illustration processes (and other processes) that were widely used in books for both children and grown-ups from the earliest days of printing into the mid-eighteenth century (when Thomas Bewick began executing wood-engravings) and on into the early twentieth century, when manual illustration processes became supplanted by process-printing and photo-mechanical work.

It’s one thing to read about how a burin (a sharp, chisel-like tool used in wood-engravings) leaves characteristically different traces on a wood-engraved block than those made by a metal engraving graver on a copper or steel plate (most which can usually be seen only under magnification).  It’s another to wield these tools with your hands and feel how differently an engraving tool interacts with the wood or metal medium as it glides relatively smoothly through a soft metal surface — the incised engraved lines which will provide the basis of the intaglio engraving — compared with the sort of jabbing motion made by a chisel-like burin as you try to scoop out bits of the non-printing area on a piece of hardwood.  (Full disclosure: we actually used linoleum blocks, rather than hardwood, in the interests of conservation and safety, and zinc plates rather than a copper ones, in the interests of economy (copper is expensive!), but the basic processes used are still the same in the respective media.)

Let’s take a look at the faux wood-engraving I made (with apologies for the lack of artistry or wood-engraving skills) and a trial printing of it.  As you can see, parts of the block were cut away (using the burin), leaving the outline of the elephant illustration on the original level of the block’s surface.  (A version of the illustration had been made on the block as a guide for us to follow — as is always the case in wood engraving — but the goal was for us to leave the lines more or less intact and carve away the rest; the idea being that the printed surface would then replicate the guide illustration.  Vestiges of these lines have been obscured by the printer’s ink now, though.)  When the block is inked, these chiseled-away away sections — recessed below the printing surface — remain uninked and so appear as white space in the actual print — and also on the block itself, as you can see.  Wood-engravings tend to accentuate black colors, as you can see in this crude example.  In the hands of a real master wood-engraver, like Thomas Bewick or the Dalziels, the effect can be highly dramatic!

“Wood-engraved” block (actually a lino-cut block) at right, and trial print made from it (at left): note the black-white contrast and the “mirror images.”

Do you notice anything fundamentally different about the block and the print-out made from it?  The print image is reversed.  This doesn’t really matter in an illustration like this, except perhaps for a more aesthetic effect one way or the other, but imagine if the block depicted an actual landscape scene, a building, or included some lettering!  The wood-engraver would have to work “in reverse” in order for the actual print to have an accurate orientation.  Even if a mirror, or reverse-view guide-image was used, imagine how much harder this would make the cutting!  Hands-on work like this project really brought home the skill of the wood-cutters to all of us in the class — and also the sheer level of physical effort needed to engrave the block — and not obliterate the image by chiseling out too large a gouge (my elephant almost lost an eye that way, as you can perhaps see if you look closely).

Two printings from of the same block: one the whole block (on left) and the other with the background masked out by a paper frisket (on right).

Take a look at the two prints above and see if you can spot the difference and figure out how that was done… The print on the left displays the entire block’s illustration — the elephant and the quasi-decorative border.  For the print on the right, I used a paper “frisket” to effectively mask off the background (it’s not perfectly done, as you can see on the right edge, but I hope you get the basic idea).  The frisket here was just a piece of paper cut to mask off the area outside the illustration outline, or any area you don’t want to print — Photoshop-style techniques done manually!   In a case like this, we might want to hide the border to make the illustration fit more harmoniously on a page with letter-press text above and below — or for the sort of small vignettes often seen on title pages or as head- or tail-pieces in wood-engraved books in the hand-press era.

A frisket could also be used to facilitate the printing of two-color illustrations (usually red and black), by first masking off the area to be printed in red, and then masking off the area already printed in black with another frisket when red was printed.  This allowed the page to be printed without unlocking the printing form or the whole illustration by just re-inking the added red color– a significant saving in time, effort, and money at the time.  The same basic approach was also used for red and black text on the same page, in many cases.

As so often happens, once you learn about something in one context, you seem to happen upon another related instance soon afterward.  Just days after returning to work at Cotsen Library after Rare Book School, we were looking at a wood-engraved block from the mid-nineteenth-century, used by McLouglin Brothers — the renowned New York publisher of children’s books, games, paper dolls, and paper-based toys of all sorts from the mid-nineteenth century- into the early twentieth century — to print the upper paper wrapper of their children’s publication, Little Pet’s Picture Alphabet, especially unusual since the block is housed with a copy of the actual toy-book-like publication now (Cotsen 32858).

Wood-engraved block (from McLoughlin Brothers’ publisher’s archives) and an example of one of the two-color paper wrappers printed from it (Cotsen 32858)

You can see the “mirror image” relation between the block itself and the printed version again. I think that the essentially outline line-illustration and black half-circle backdrop around the children was printed upon red paper (or paper printed red), but I’m not certain.  The black area has the kind of “textured” irregularity usually found in solid black areas of wood-engravings or wood blocks; pure black was hard to to print smoothly via a woodblock, made from organic, naturally textured wood (in contrast to the smooth surface of an unworked metal plate used for intaglio printing).

Side view of the composite wood-engraved block, highlighting the lines between the separate individual blocks.

You can also see the lines between different pieces of the composite wood-engraved block — it looks like seven separate blocks to me.  This enabled several engravers to render an illustrator’s artwork on different blocks at the same time — time was money in printing then, as now.  It’s also possible that separate interlocking blocks were somehow easier for McLoughlin to store and manage, and perhaps also to re-purpose individual blocks for other illustrations, as the firm often did.  (For large illustrations, of course several — sometimes, many — wood-engraved blocks would have to be used; how many trees do you see with smooth straight 11″ x 17″ — or larger — sections from which a smoothed block that size could have been made?  Large planks were in high demand in the hand-press era for things like ship-building for the navy and trade vessels too.)  And for wood-engraving blocks, which run across the grain, we’re looking for trees with that size as a usable circumference, not counting the bark, outer ring, and core.

This particular composite block was presumably originally comprised of six separate pieces — the seventh small one (on the left side) must have been a correction of a mistake, an unsatisfactorily-rendered detail, or a “quick fix” for a block damaged in printing, handling, or storage.  If you look closely, you can also see what looks like a crack in the upper center block, running into the smaller child’s head, reinforcing the idea that the block was damaged after being rendered, not due to an error during the original wood-engraving.  (Wood blocks can be repaired, or have small pieces added like this, while correcting pieces of missing or badly-damaged metal plates can be all but impossible.)

There’s a trace of the small block’s line in the black background area, but it doesn’t seem visible in the child’s face.  Either the touch-up was very good, or this further damage occurred some time after the wood-engraving was used to print the accompanying book that now accompanies it.  If damage to hand-rendered printing resources seems careless to you, remember that McLoughlin had literally thousands of these blocks to store and keep track of, and that they were often reused for later printing.  Proof-copies of many of the blocks were printed on sheets in large tome-like scrapbooks in the firm’s publisher’s archive — document and object management before the digital era!  (Cotsen has ten of these unique, publisher’s archives scrapbooks in its collection, which we hope to digitize in order to provide better access.)

Metal engraved plate: Note the residue of black ink in the grooves and incised lines made by a graver; these printed out as black lines in trial prints, with the unworked “surface” part of the plate not printing.

I may have been using the term “wood engraving” without really defining it or distinguishing it from “woodcut.”  What’s the difference?  Both wood-engraving and woodcuts are “relief processes” — that is, both print the surface area of a block, leaving the area unprinted (and usually white) where the wood has been cut away by a knife or burin. Woodcuts, the earlier-devised process, use smoothed blocks cut lengthwise along the grain like a plank, often softer wood that can be cut relatively easily with a sharp knives or similar cutting tools.  Wood engravings use blocks of hard wood (frequently boxwood) cut across the grain, using burins to chisel into the harder wood.  Wood engravings are generally more durable than woodcuts, as you’d expect, and can pick up a lot of contrast-adding texture from the inherent grain of the wood, at least when done by a master like Bewick. (By the way, the Tempest connection was based on an woodcut I seem to recall seeing some time ago in a fairly early edition of the play, with a similar scene, but the ship on the tempest-tossed sea.  “Full fathoms five” is part of Ariel’s song to the shipwrecked crew.)

As relief processes, both woodcuts and wood engravings are distinct from “intaglio”  processes, such as copper and steel engraving — or etching, mezzotint, or aquatint, for that matter (which use acid and chemicals instead of tools to render the illustrations), but we won’t get that far today.  (And, yes, the reuse of the term “engraving” for both relief wood engravings and intaglio metal engraving is confusing!)

In intaglio processes, the lines cut into the plate by the engraving tools are where the ink gathers during the printing process — these lines print black (in contrast to relief processes, where the incised, or cut away, sections remain unpainted). Tremendous pressure is needed to actually squeeze the dampened paper slightly into the grooves, where the paper picks up the inked impression. A roller-press is usually needed to achieve this level of pressure on a relatively think metal plate, and that’s what we used at Rare Book School to make our proof prints. (“Hands on” experience, to be sure!)

However our sub-journeyman engraver here (i.e. me) forgot a basic fact of printing when adding the text, didn’t he?  Take a look below!  The image prints in reverse of the plate!  So his “JB” monogram initials and and his brief quote, from the Tempest, are also printed in reverse.  Oops!  What to do?  Scratch out the text and try to doctor the plate somehow?  Weep in frustration?

Engraved metal plate (right), with inked outlines visible in the grooves, and a proof printing (left), which reverses the plate’s orientation of both illustration and text — making the latter illegible. Back to the drawing board!

Mercifully, the course instructor and Grand Maester of Printing Processes, Terry Belanger, immediately had a solution — a “counterproof” print. We removed the plate and used-the newly-inked print (whose ink was still damp) to print another version of the illustration — in reverse of the print– on a new sheet of paper, which resulted in a correctly douple-reversed orientation of the engraved text.

“Original” print (right) and counterproofed, second version , reversing the illustration and text a second time — now the text is legible!

As you can see in the “print-counterproof” print comparison above, the counterproof reversed the engraved test’s orientation a second time, so now it’s legible.  This served the bill perfectly here, although it would probably not have been a viable tactic in a commercial printing establishment, even one with a limited printing run of 500-1000 copies. (And the sub-apprentice engraver avoided having his ears boxed by his master for executing poorly thought-out work!)  Not surprisingly, the counterproof printing is lighter than the first version, since it relied on wet ink from the print proof, and some of the toning from ink on the surface of the plate (visible below the sun in the first proof) is similarly missing.  But disaster was averted!  And the lesson also indubitably imprinted in my mind too.

The “reverse” aspect of letterpress type and relief and intaglio printing (like almost all illustration processes) is one of the aspects we always stress for students or others to whom we present rare printed books.  Imagine setting all the type, using thousands of individual pieces of individual metal type letters, set in reverse, and also set from the end of the lines to the beginning, in the First Folio or Gutenberg Bible!  And don’t forget about spacing or justifying type in the center of a page or column; this required flat (non-printing) metal spacers, a good eye, and sometimes adjustment of the spacers after an initial proof print was made. (Of course, large books requiring as much type and paper as the First Folio, were generally not all set in type at the same time — few, if any, printers had that much type on hand to use, even with borrowed type or in syndicated print jobs, nor could they afford to tie it all up in a single time-consuming book project like the First Folio; printers needed some type readily available for job printing, handbills, and broadsides in order to keep paying their bills!

“Drypoint” is another intaglio process we looked at closely in “Book Illustration Processes” and one at which we also tried our hands. In drypoint, a steel needle replaces the rougher  engraver’s tool and allows an illustrator to draw directly on a metal plate, with something vaguely like the experience of drawing on paper. Unlike graver or burin, which scoop the shaved metal bits out of the incised lines, the thin needle throws up a “burr” on both sides; sometimes this burr is removed and sometimes left intact “adding richness of line to the design when printed” (John Harthan: History of the Illustrated Book, p. 282).

For class purposes, we used thin, clear acrylic sheets for our drypoints — softer and easier to work than metal, easier to proof in a preliminary way, using very lightly inked paper run across the engraved surface to reveal details (or lack thereof!), and most important of all, the clear sheets allowed us to place a printed master image to copy right underneath the acrylic sheet and essentially use the needle to “trace” lines on the sheet — or attempt to.  A real illustrator wouldn’t need such a guide to follow and would probably also prefer the flexibility of drawing freely, which is one of process’s main points of attraction to artists.  No need for a “mediating” engraver with a drypoint.

Drypoint intalglio as executed on clear acrylic sheet (right), with proof print (left). Note the visible outline of the plate-mark on the print. Plate-marks are one of the tell-tale signs of intaglio illustration processes — if you’re lucky! Sometimes, they can be faint or virtually invisible.

But what’s “wrong” with the picture above?  Remember the reverse image of the engraved metal plate and wood engraved illustration?  Why should drypoint be any different?  Well, it isn’t!  Since the acrylic sheet is transparent, I was able to photograph it “upside down” with the incised lines underneath, in the interests of facilitating comparison between the incised sheet and the print.  (The unmarked surface of the underside of the sheet also just seemed to photograph better too — something to do with quick-and-dirty digital photography, though, not the illustration process itself!)

I hope I’ve shared some of what I learned about illustration processes with you, and in a way that clarifies what can be murky abstract concepts with differences that can also be hard to explain without showing actual examples — good, bad, or indifferent in artistic terms.  Wood-engraving, intaglio metal cuts using both copper and steel plates, and drypoints were all important illustration processes in children’s books from the early- to mid-eighteenth century through the early twentieth century.  There were other processes too, such as mezzotints and aquatints, but all of these were non-colored processes, except where hand-coloring or stencil-coloring was used.

For color illustrations, we have to look at color-tinted wood blocks or wood-engravings, color lithography, chromolithography, chromoxylography (colored wood-engravings), and color processes like the Baxter and Nelson Processes.  And this leaves out process-printing, photolithographic processes, and others besides.  I hope to cover that in a later posting here on the Cotsen blog.  For now, perhaps I should put my “artistic” endeavors in illustration processes up on the mantle-piece with some woodblocks, color lino blocks, and prints of these that my daughter made a number of years ago, and see which ones people like more?  I have a bad feeling about that contest, though…

Francis Barlow “A Famous Paynter of Fowle Beastes & Birds”

Animals, birds, and nature… Who doesn’t like them and find them fascinating?  Pretty much all children, as well as illustrators, painters, naturalists.

Wild Lives,” the recent conference at Princeton, explored the intersection of naturalism, art, and science, and focused on how humankind sees and depicts animals and birds in visual terms.  Among the topics explored by speakers were dynamism of representation of animals and birds and the depiction of the “whole animal,” as opposed to a focus on microscopic presentation of detail.

Where Sheep May Safely Graze

Where Sheep May Safely Graze… plate from Francis Barlow’s Animals of Various Species. [London?, not after 1686]. (Cotsen 17032)

Francis Barlow, a seventeenth-century illustrator and etcher, was not among the subjects discussed at the conference, but looking at Barlow’s work this past week while cataloging a Cotsen Library collection of published plate-books featuring his work, it was easy to think of the conference and reflect on how an illustrator can depict nature, animals, and birds and provide all sorts of insights in the process.  I have to admit I hadn’t known much about Barlow or his work beforehand, but I was astounded by various aspects of his illustrations as I looked through Cotsen’s book and even more interested once I learned more about him.  A contemporary called Barlow “a famous paynter of fowle beastes and birds” (1), not necessarily a term of praise (“foul” beasts not “fowl” and beasts).  More recent writers have termed Barlow: “the central figure of British graphic art of the second half of the seventeenth century” (2) and “the leading illustrative interpreter in England before 1800… the first and one of the best of English animal and bird draftsmen” (3).

Barlow’s notable work also included political commentary prints and illustrations for an edition of Aesop’s Fables that he published himself in 1666.  His Aesop illustrations of course picture animals — the anthropomorphized actors in the fables — and his political prints make use of animals to convey a message. But I’d like to focus on his illustrations in this collection of plate books that feature more “naturalistic” depictions of animals and birds, in which where the illustrations themselves not only depict animals and birds in remarkably dynamic detail but also convey subtle interpretations about the “whole animal” and the workings of nature.

Animals of Various Species

Title page plate: Animals of Various Species

Cotsen’s volume of plates books includes four separate Barlow titles: Animals of Various Species accurately drawn by Francis Barlow, and three other published collections of his plate books: Divers Species of Birds (Parts 1 & 2, separate publications) and Birds of Various Species, both Foreign and English.  These four titles were all been bound together later on, along with two other, slightly later, collections of plate books featuring work by other illustrators: the Book of Horses and the Book of Cattle.  So, while all these individual titles were published and most can be found in other libraries, Cotsen’s volume is a unique, with a number of particular aspects (more on that aspect in a moment…).

“Interpretive illustrations” of birds and animals are evident in all four of Barlow volumes, as we can see on the title-page plates of each of them.

Animals of Various Species

Animals of Various Species

Birds of Various Species

Birds of Various Species

 

 

 

 

 

 

The title plate from Animals of Various Species is shows a highly dramatic scene, not really what we’d expect to introduce a series of illustrations intended to depict different animal species.  Barlow depicts a fox in the process of taking a goose and beginning its escape; in the background, other terrified geese cry out, and a farmer rushes out of her house, one leg over the fence, and broom in hand in an attempt to chase off the fox (too late). The detailing of the animals is impressive, as is the sense of dynamic motion; the fox, farmer’s broom, and larger background goose all lean to the left, enhancing the sense of sweeping movement.  All the figures are in motion — nothing is static.  Take a look at the background detailing too; Barlow provides a snapshot depiction of what a small English farmstead must have looked like. And fear of a fox in the hen-house or one preying on a goose flock would have been a very real fear — and recurrent event — even though it’s the stuff of fairy tales to us now

Barlow’s illustration tells a nuanced story all by itself — no words are really needed!  And apart from the details of this scene, his illustration also suggests a broader vision of “nature red in tooth and claw.”  Even in an apparently bucolic pastoral setting, predator animals hunt and prey.

Detail of eagle's feathers and clawsThe title plate for Birds of Various Species places a top-level predator — the eagle — front and center.  Look at the detailing of the eagle’s feathers and those claws!  And even though the overall arrangement of this scene is an artificial, somewhat static mini-compendium of birds, the eagle’s wings are unfurled, its beak open, and its claws seemingly ready for grasping prey.

Eagles and raptors feature prominently in other Barlow illustrations throughout all four sets and on the title-page plates for Diverse Species of Birds and Birds & Fowles of Various SpeciesCertainly these birds of prey are visually dramatic in a way that would appeal to a naturalist-artist, and they would also presumably have caught the eye of a potential book-buyer in an era before bright book covers or dust-jackets.  But Barlow’s frequent use of birds of prey also suggests something about his own naturalistic interests and overall view of nature, I think.

Birds & Fowles of Various Species (Part 2)

Birds & Fowles of Various Species

Diverse Species of Birds (Part 1)

Diverse Species of Birds

 

 

 

 

 

 

A large eagle in a dynamic pose and a more static hawk and vulture frame the engraved title cartouche of Diverse Species of Birds. Take a closer look at the at the cartouche, though.  It’s a sheep.  In a sense, the illustration summarizes the life of much of the natural animal world: predators take their prey and the scavengers clean up the remains.  The title-plate of Birds & Fowles also features a central raptor and its prey (which at first may look like a log or something else convenient for the hawk to be posed upon).  These images may seem disturbing to us today, but they were really very much a part of everyday life that an Englishman like Barlow would have frequently seen at the time pretty much anywhere outside London or another major city or town.  And it seems likely to me that Barlow used these illustrations to provide a visual commentary on his view of nature.  (And he did use animals in symbolic ways in his political commentary illustrations.)

The body language of the two fancier, crane-like birds in the Various Species illustration is striking too: both turn away, but whether out of fear or disgust at the red-in-tooth-and-claw “animal” instincts of the hawk is hard to say — Barlow does seem to have given them somewhat haughty expressions, an expressiveness seen in other animal illustrations in these sets.

Elk (Animals of Various Species)

rabbitsThe range of Barlow’s vision of the natural world in these four sets of illustrations is striking.  He sometime presents finely-detailed studies of animals in a peaceful settings.  He thus shows us sheep safely grazing in England’s fair and pleasant land.(above), rabbits eating and playing, and a pair of elk at rest.  Take a closer look at the depth of perspective he achieves in these illustrations by picturing animals and things in their natural environments with other animals or figures at various distances in the background, as opposed to the more flat-plane presentation of some contemporaries.

deer-hunted rabbits-huntedBut in other illustrations, Barlow shows these same peaceful animals being attacked by other animals, sometimes as part of the cycle of nature and sometimes at the behest of humans, as shown in two separate illustrations of hunting dogs pursuing rabbits and deer. The animals are doing the hunting, but not really for themselves.

dog-cat-birdAnother Barlow illustration presents the hierarchy of natural predation, whereby a dog is shown attacking a smaller animal that has itself just preyed upon down a small bird.  There’s real emotion depicted in the scene.  It’s hard not to feel sympathy for the plight of both victims, which I think is Barlow’s intent.

He also presents an owl sitting impassively while other birds apparently seek to frighten it away in one scene, and then another with an owl seeking to protect its own chicks from a menacing hawk, one of several illustrations in these four collections of his work which show animals protecting their young, one of the key aspects of animal behavior that Barlow no doubt observed during the close observation he made of them in their natural contexts.

owl2owl1

 

 

 

 

 

 

Overall, Barlow’s work seems to not only display details of animal life and his vision of the natural order, but also to evince considerable sympathy for animals in their various roles in nature.  It’s hard to think of a more important lesson than that.

uppercover

Upper cover of Cotsen collection of plate books (Cotsen 17032), showing lion illustration and armorial crest pasted down

Apart from the four sets of Barlow plates and the two other collections of animal etchings that all bound together within this unique Cotsen  volume, the book is further extra-illustrated with a number of additional plates depicting animals mounted on blank pages at the end of the volume, on the endpapers and inside covers, and even on the upper cover (along with an armorial crest).  How these items all came to be bound together is something we’re still investigating, but it seems safe to say that it was done by someone with a keen interest in animals and nature — and judging from the well-worn covers and pages, this was a volume perused many times over its lifetime.


Notes:

  1. John Evelyn, quoted in the Oxford DNB
  2. Antony Griffiths, The Print in Stuart England, 1603-1689
  3. Edward Hodnett, Francis Barlow: First Master of English Illustration